Stabilizing Employment for Nuclear Personnel
Civilian Research and Development Foundation
Status
Russian scientists commercializing a new tuberculosis treatment in a CRDF project. |
Closely related to the governmental International Science and Technology Centers, the Civilian Research and Development Foundation (CRDF) is a non-governmental organization working to expand and deepen science and technology collaboration between the United States and the Newly Independent States of the Former Soviet Union. The principal goal is to help sustain civilian science in the former Soviet states; nonproliferation objectives are secondary, and therefore CRDF has provided only a small amount of money directly relevant to stabilizing the custodians of nuclear weapons and materials. The program provides support to peer-reviewed research projects involving researchers from the Former Soviet Union collaborating with U.S. scientists, as well as supporting efforts to commercialize promising technology, offering grant administration assistance to other grantmaking organizations in the Former Soviet Union, and helping create and/or providing initial support to like-minded institutions in the Former Soviet Union.[1] |
While receiving support from U.S. government agencies such as the Departments of State and Defense, the National Institutes of Health, and the National Science Foundation, the CRDF is a wholly private, non-profit, non-governmental organization.
Starting the CRDF involved more than a year's joint effort by officials at the National Science Foundation (NSF), the National Institute of Science and Technology, the Departments of State and Defense, the White House Office of Science and Technology Policy, and financier and philanthropist George Soros and his non-governmental Soros Foundation, working with their Russian counterparts.[2] Authorized under Section 511 of the FREEDOM Support Act (Public Law 102-511), the CRDF was announced by President Clinton at the May 1995 Moscow Summit with Russian President Yeltsin, and began operations in September 1995.[3]
The program got off the ground because Soros and his Foundation offered to provide $5 million, which the Department of Defense matched with $5 million of its own funding.[4] The CRDF used those initial gifts to fund its first round of research projects in 1995 and 1996. Since then, the CRDF has worked to expand its list of funders. In addition to the U.S. agencies listed above, funders have included the John D. and Catherine T. MacArthur Foundation, the Carnegie Corporation of New York, the Spencer Foundation, the Bill and Melinda Gates Foundation, and the W. Alton Jones Foundation.[5] In many cases, these funders are in part making use of the CRDF's grant administration services (including its tax-exempt status), passing grants for their own purposes through the CRDF.
The cornerstone of the CRDF effort is its Cooperative Grants Program. In the words of the CRDF,
"The [Cooperative Grants Program] provides up to two-year support to joint U.S. and FSU [Former Soviet Union] research teams in all areas of basic and applied research in the natural sciences, mathematics, engineering, and biomedical and behavioral sciences. … Grants include individual financial support, equipment, supplies and travel support to FSU participants, institutional support to the FSU grantee institution, as well as U.S. team expenses for travel, supplies, and graduate student stipends."[6]
As of November 2002, this grant program has reached 3,500 scientists and engineers, and grants average about $60,000.[7]
The CRDF supports the effort to stabilize nuclear and other WMD scientists
"…by providing services, including project development, management, and oversight support, and merit-based technical review of R&D proposals, to U.S. Government initiatives designed to bring together U.S. civilian scientists and former Soviet defense researchers on collaborative projects."[8]
In addition, the CRDF supports project development visits by former weapons scientists to meet with U.S. scientists and industry representatives to develop ideas for submission, as appropriate, to the International Science and Technology Centers program.[9] In 2002, the CRDF also supported a special competition to have former Soviet scientists research counter-terrorism technologies – which led to joint workshops on technologies for applications from cheaper and more reliable detection of hidden explosives to faster and better anthrax detection.[10]
In the late 1990s, the CRDF launched a "Closed Cities" program, which was specifically focused on promoting collaborations between American researchers and Russian scientists from Russia's closed cities (including particularly the ten closed nuclear cities). The program complemented ISTC and IPP efforts, by providing travel and proposal development support for the American side of these collaborations, which had been unavailable. CRDF phased out this effort in 2001, because it determined that such support was now available from other CRDF and U.S. government programs.[11] Despite the demise of this targeted program, CRDF continued a number of activities related to nuclear weapons scientists, such as a civilian fuel cell development project involving scientists from the nuclear weapon design laboratory at Sarov (formerly Arzamas-16), being pursued in partnership with IPP – and over 40 percent of CRDF's travel grants in 2001 went to former weapons scientists, to allow them to travel from remote weapons sites for international collaborations.[12]
Budget
See
budget table
The Civilian Research and Development Foundation is a smaller organization than the International Science and Technology Centers. In 2000, total expenditures were $10.5 million, and for 2001, they were $15.2 million.[13]
Since the first donation given by the Department of Defense (DOD) launched the operations of the CRDF, the basic underlying support has been provided by the State Department. Through fiscal year (FY) 2002, DOD and the State Department have provided $61.2 million to support the CRDF.[14] What had been very modest support from the State Department in its first few years of involvement– ranging from $1 to $5 million – has increased to annual funding at around $15 million since FY 2000.
As noted above, several U.S. Government agencies other than the Departments of Defense and State have supported the work of the CRDF. Like those small, one-time contributions to the International Science and Technology Centers, these small interagency transfers can be extremely difficult to track. However, it should be noted that available information on the National Science Foundation does show that in addition to the $61.2 million contributed since 1994 by the Departments of Defense and State, the NSF provided $32.4 million to the CRDF since its inception.[15]
Key Issues and Recommendations
Finding a niche. The CRDF is by far the smallest piece of the overall effort to stabilize scientists and engineers in the Former Soviet Union with weapons of mass destruction (WMD) expertise. In fact, it is a part of that effort only tangentially, because WMD science and technology was such an important component of the scientific endeavors in the Soviet Union. The authorizing legislation of the CRDF envisioned support and furtherance of former Soviet science and technology broadly, calling for it to "provide productive research and development opportunities within the independent states of the former Soviet Union that offer scientists and engineers alternatives to emigration and help prevent the dissolution of the technological infrastructure of the independent states," and to "assist in the establishment of a market economy in the independent states of the former Soviet Union by promoting, identifying, and partially funding joint research, development, and demonstration ventures."[16]
- Recommendation: The CRDF should continue to invest in activities that have a nonproliferation benefit, in those cases where its unique non-governmental status and approaches can complement other U.S. and international efforts – but there should be a consistent policy of avoiding overlap with activities that could be done as well or better in other, larger programs focused on nonproliferation.
- Recommendation: U.S. officials should resist advertising the CRDF as primarily a nonproliferation initiative in making the case for its budget. The CRDF's civilian science mission is important in its own right, and selling the program on grounds that are tangential to its core mission may distort the program focus or lead to pressures to fold the program in to the International Science and Technology Centers or the Initiatives for Proliferation Prevention
Links
Key Resources | |
United States Civilian Research and Development Foundation (CRDF) Program Page. | |
The CRDF home page has very helpful descriptions of the various program activities, as well as more information on particular research resulting from CRDF support. CRDF's Program Report is available for 2001 and for 1998-2000, describing activities in detail. A 1995-1997 Program Report is also available, at a site hosted by the National Academy of Sciences. | |
Matthew Bunn,
"Science and Technology Cooperation Programs," in The
Next Wave: Urgently Needed New Steps to Control Warheads
and Fissile Material (Washington, D.C.: Carnegie
Endowment for International Peace and the Project
on Managing the Atom, Harvard University, April 2000), pp.42-44. Download 94K PDF |
|
Excerpt from 2000 report discussing the CRDF in context of the other efforts to stabilize the nuclear custodians of the Former Soviet Union. | |
Scott Parrish and Tamara
Robinson, "Efforts to Strengthen Export Controls and
Combat Illicit Trafficking and Brain Drain," Nonproliferation
Review 7, no. 1 (Spring 2000). Download 409K PDF |
|
Though it focuses much more on the other "brain drain" and smuggling interdiction programs, this article from series in the Spring 2000 issue of Nonproliferation Review does briefly discuss and evaluate the CRDF. | |
Agreements and Documents | |
FREEDOM (Freedom for Russia and Emerging Eurasian Democracies and Open Markets) Support Act of 1992, Public Law 511, 102nd Congress (October 24, 1992), Section 511. | |
Though the CRDF did not get off the ground until 1995, this important piece of legislation provided the legislative framework for its founding. | |
National Science Foundation (NSF), "New Foundation to Support Research Collaborations between U.S. and States of Former Soviet Union," NSF Press Release 95-60, September 14, 1995. | |
An early press release available on the Internet describing the formation of the CRDF in 1995. Indispensable for understanding how the CRDF came about. |
FOOTNOTES | |
[1] | For a description of each major program area and the programs within that area, see United States Civilian Research and Development Foundation (CRDF), "Major Program Directions," October 17, 2002; to see the amounts devoted in 2001 to each of these programs, see CRDF, 2001 Program Report (Arlington, VA: CRDF, 2002), p. 66. |
[2] | National Science Foundation (NSF), "New Foundation to Support Research Collaborations between U.S. and States of Former Soviet Union," NSF Press Release 95-60, September 14, 1995. |
[3] | FREEDOM
(Freedom for Russia and Emerging Eurasian Democracies
and Open Markets) Support Act of 1992, Public
Law 511, 102nd Congress (October 24, 1992),
Section 511; (NSF), "New
Foundation to Support Research Collaborations between
U.S. and States of Former Soviet Union," op. cit. |
[4] | (NSF), "New Foundation to Support Research Collaborations between U.S. and States of Former Soviet Union," op. cit. |
[5] | CRDF, "Funders," October 17, 2002. |
[6] | CRDF, "Cooperative Grants Program," November 5, 2002. |
[7] | CRDF, "Cooperative Grants Program," op. cit. |
[8] | CRDF, "Nonproliferation Programs," October 18, 2002. |
[9] | CRDF, "Science Centers Program," October 18, 2002. |
[10] | CRDF, "Special Competition for Research on Minimizing the Effects of Terrorist Acts on Civilian Populations," October 3, 2002 |
[11] | CRDF, 2001 Program Report, op. cit., p. 40. |
[12] | CRDF, 2001 Program Report, op. cit., pp. 27-28.. |
[13] | CRDF, 2001 Program Report, op. cit., pp. 66-67. |
[14] | Personal communication with State Department officials, February 2002 |
[15] | Personal communication with State Department officials, February 2002. Because very little of these funds are spent on nuclear weapons scientists or workers, these National Science Foundation funds and other smaller interagency transfers are not currently included in this section's Cooperative Threat Reduction budget database, and hence are not included in our estimates of total threat reduction funding. |
[16] | FREEDOM Support Act of 1992, op. cit., Section 511(b). |
Written by Matthew Bunn. Last updated by Matthew Bunn on November 5, 2002.
The Securing the Bomb section of the NTI website is produced by the Project on Managing the Atom (MTA) for NTI, and does not necessarily reflect the opinions of and has not been independently verified by NTI or its directors, officers, employees, agents. MTA welcomes comments and suggestions at atom@harvard.edu. Copyright 2007 by the President and Fellows of Harvard College.